28th – 29th August 2019 | Sheraton Imperial Kuala Lumpur

Good compliance is the bedrock of modern banking and markets and it is imperative that organisations and individuals involved in these businesses are constantly checking to ensure best practice. In recent years the sheer weight of regulations and the complexity of financial markets have made compliance ever more important.

Our market leading, 2-day course is packed with current examples of compliance failures and their consequences as well as how to benchmark compliance risk in a compliance department using ‘best practice’ rules

Key Takeaways
The course is case-study based and interactive, using recent examples of compliance breaches to allow delegates to work through issues and see the impact of poor compliance in real-time.

  • Why compliance matters in the modern financial system
  • The global regulatory bodies, compliance standards and how they are changing
  • ‘Best Practice’ compliance and creating a benchmark for compliance risk
  • Qualitative & quantitative risk assessment issues
  • Testing and identification of internal/external strengths/weaknesses


    Contact Us


    +603 2721 4361




    3novex Asia

    Menara UOA Bangsar, A-17-10 No. 5, Jalan Bangsar Utama 1, 59000 Wilayah Persekutuan, Wilayah Persekutuan Kuala Lumpur
    Company Registration Number (1305569-P)