Compliance Risk Assessment Masterclass

Good compliance is the bedrock of modern banking and markets and it is imperative that organisations and individuals involved in these businesses are constantly checking to ensure best practice. In recent years the sheer weight of regulations and the complexity of financial markets have made compliance ever more important.

Our market leading, 2-day course is packed with current examples of compliance failures and their consequences as well as how to benchmark compliance risk in a compliance department using ‘best practice’ rules

The course is case-study based and interactive, using recent examples of compliance breaches to allow delegates to work through issues and see the impact of poor compliance in real-time.

• Why compliance matters in the modern financial system
• The global regulatory bodies, compliance standards and how they are changing
• ‘Best Practice’ compliance and creating a benchmark for compliance risk
• Qualitative & quantitative risk assessment issues
• Testing and identification of internal/external strengths/weaknesses